RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
H•••••• D••••• K••••
- F•••••• independent RIA currentsince Nov 1, 2024 · Overland Park, Ks
- C•••••• S••••• • C••• I••• national BDJan 5, 2021 to Jun 5, 2024 · Boston, Ma
- S•••••••• S••••••••• BD affiliatedOct 2, 2018 to Nov 27, 2020 · East Milton, Ma
- F••••• I••• independent RIAMar 19, 2018 to Oct 10, 2018 · Westborough, Ma
- S••••••• I••••••••• I••• formerMay 13, 2016 to Mar 14, 2018 · Westborough, Ma
- C•••••• S••••• • C••• I••• to F••••••left Jun 5, 2024, registered Nov 1, 2024 (149 days) · Affiliated broker-dealer or bank to independent RIA
- S•••••••• S••••••••• to C•••••• S••••• • C••• I•••left Nov 27, 2020, registered Jan 5, 2021 (39 days) · Affiliated broker-dealer or bank to another
- F••••• I••• to S•••••••• S•••••••••left Oct 10, 2018, registered Oct 2, 2018 (-8 days) · RIA to affiliated broker-dealer or bank
- S••••••• I••••••••• I••• to F••••• I•••left Mar 14, 2018, registered Mar 19, 2018 (5 days) · Other · moved with a team
- H•••••• D••••• K•••• left C•••••• S••••• • C••• I••• for Farther (registered 2024-11-01)Jun 5, 2024 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 12derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address