DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

V••••• D•••• R••••••

A•••••• C•••••• L••state registeredDallas, TxIA-onlyIAPD 6364618

Feed of 09/14/2026

At current firm

2 y

since Apr 24, 2024

In the industry

12 y

since Aug 30, 2014 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

A•••••• C•••••• L•• state registered current
since Apr 24, 2024 · Dallas, Tx
M••••• C•••••• M••••••••• L•• independent RIA
Sep 18, 2023 to Dec 31, 2023 · New York, Ny
L••••• P••• L•• independent RIA
Jul 14, 2022 to Mar 16, 2023 · Newport, Ca
A•••••• C•••••• L•• state registered
Jun 20, 2017 to Dec 8, 2017 · Dallas, Tx
U•• F•••••••• S••••••• I••• wirehouse
Aug 30, 2014 to Aug 26, 2016 · Plano, Tx

Moves

a registration end followed by a registration begin elsewhere

M••••• C•••••• M••••••••• L•• to A•••••• C•••••• L••
left Dec 31, 2023, registered Apr 24, 2024 (115 days) · Other
L••••• P••• L•• to M••••• C•••••• M••••••••• L••
left Mar 16, 2023, registered Sep 18, 2023 (186 days) · RIA to a newly registered adviser
A•••••• C•••••• L•• to L••••• P••• L••
left Dec 8, 2017, registered Jul 14, 2022 (1679 days) · Other
U•• F•••••••• S••••••• I••• to A•••••• C•••••• L••
left Aug 26, 2016, registered Jun 20, 2017 (298 days) · Wirehouse to a state-registered adviser

Signals

V••••• D•••• R•••••• left M••••• C•••••• M••••••••• L•• for A•••••• C•••••• L•• (registered 2024-04-24)
Dec 31, 2023 · Advisor changed firm · fact
V••••• D•••• R•••••• left L••••• P••• L•• for M••••• C•••••• M••••••••• L•• (registered 2023-09-18)
Mar 16, 2023 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: STATE REGISTEREDderived
Years in industry: 12derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address