RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J•••• M• R•••
- C••••••• P••••••• independent RIA currentsince Oct 25, 2021 · Overland Park, Ks
- A••••••• F••••••••• L••• BD affiliatedJan 7, 2020 to Oct 14, 2021 · Sacramento, Ca
- R•• formerSep 26, 2017 to Jan 7, 2020 · Edmonds, Wa
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseSep 24, 2014 to Sep 30, 2015 · Seattle, Wa
- A••••••• F••••••••• L••• to C••••••• P•••••••left Oct 14, 2021, registered Oct 25, 2021 (11 days) · RIA to RIA
- R•• to A••••••• F••••••••• L•••left Jan 7, 2020, registered Jan 7, 2020 (0 days) · corporate re-registration, not a move
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to R••left Sep 30, 2015, registered Sep 26, 2017 (727 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 12derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address