DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
David Eric Zaycek
Feed of 09/14/2026
Also filed as David Zaycek
At current firm
3 y
since Jun 9, 2023
In the industry
11 y
since Oct 22, 2014 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- Charles Schwab & Co., Inc. national BD currentsince Jun 9, 2023 · Mokena, Il
- Fidelity Personal And Workplace Advisors formerJul 13, 2018 to Jun 1, 2023 · Boston, Ma
- Strategic Advisers LLC national BDDec 19, 2017 to Jul 13, 2018 · Orland Park, Il
- Wintrust Investments formerAug 28, 2015 to Nov 24, 2017 · Chicago, Il
- Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseOct 23, 2014 to Aug 26, 2015 · Northbrook, Il
Moves
a registration end followed by a registration begin elsewhere
- Fidelity Personal And Workplace Advisors to Charles Schwab & Co., Inc.left Jun 1, 2023, registered Jun 9, 2023 (8 days) · Affiliated broker-dealer or bank to another
- Strategic Advisers LLC to Fidelity Personal And Workplace Advisorsleft Jul 13, 2018, registered Jul 13, 2018 (0 days) · corporate re-registration, not a move
- Wintrust Investments to Strategic Advisers LLCleft Nov 24, 2017, registered Dec 19, 2017 (25 days) · Other
- Merrill Lynch, Pierce, Fenner & Smith Incorporated to Wintrust Investmentsleft Aug 26, 2015, registered Aug 28, 2015 (2 days) · Other
Signals
- David Eric Zaycek left Fidelity Personal And Workplace Advisors for Charles Schwab & Co., Inc. (registered 2023-06-09)Jun 1, 2023 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 11derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address