DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

C••••••••• K•••••••

C••••• I••••••••• A••••••• L••BD affiliatedErie, Co IA-onlyIAPD 6367668

Certified Financial Planner · Chartered Financial Consultant

Feed of 09/15/2026

Also filed as Christopher Kenneth Kadowaki

At current firm

2 y

since Oct 9, 2023

In the industry

12 y

since Aug 6, 2014 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S65

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

C••••• I••••••••• A••••••• L•• BD affiliated current
since Sep 5, 2025 · Erie, Co
A•••••• P••••••• P•••••••• I••• BD affiliated current
since Oct 9, 2023 · Erie, Co
A•••••• A••••••• S••••••• former
Nov 6, 2023 to Sep 5, 2025 · Erie, Co
F•••• independent RIA
Oct 6, 2022 to Oct 3, 2023 · Lafayette, Co
N••••• P••• F•••••••• I••• state registered
Mar 8, 2021 to May 13, 2022 · Fort Collins, Co
D•••••••• I••••••••• A••••••• independent RIA
Sep 14, 2020 to Apr 13, 2021 · Spring Hill, Fl
P••••• M•••• F•••••••• A••••••• independent RIA
Aug 6, 2014 to Dec 5, 2014 · Auburn Hills, Mi

Moves

a registration end followed by a registration begin elsewhere

A•••••• A••••••• S••••••• to C••••• I••••••••• A••••••• L••
left Sep 5, 2025, registered Sep 5, 2025 (0 days) · corporate re-registration, not a move
F•••• to A•••••• P••••••• P•••••••• I•••
left Oct 3, 2023, registered Oct 9, 2023 (6 days) · RIA to affiliated broker-dealer or bank
N••••• P••• F•••••••• I••• to F••••
left May 13, 2022, registered Oct 6, 2022 (146 days) · Other
D•••••••• I••••••••• A••••••• to N••••• P••• F•••••••• I•••
left Apr 13, 2021, registered Mar 8, 2021 (-36 days) · RIA to a state-registered adviser
P••••• M•••• F•••••••• A••••••• to D•••••••• I••••••••• A•••••••
left Dec 5, 2014, registered Sep 14, 2020 (2110 days) · Other

Signals

C••••••••• K••••••• left Facet for A•••••• P••••••• P•••••••• I••• (registered 2023-10-09)
Oct 3, 2023 · Advisor changed firm · fact
C••••••••• K••••••• left N••••• P••• F•••••••• I••• for Facet (registered 2022-10-06)
May 13, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 12derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address