DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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Registered advisor

E•••••••• D••

L•• F•••••••• L••BD affiliatedKingsport, Tndual registrantIAPD 6372420

Feed of 09/14/2026

Also filed as Elizabeth Leigh Dorsey

At current firm

0 y

since Jan 15, 2026

In the industry

12 y

since Aug 1, 2014 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

L•• F•••••••• L•• BD affiliated current
since Jan 15, 2026 · Kingsport, Tn
R••••• W• B•••• • C•• I••••••••• mixed wealth
Oct 18, 2019 to Feb 20, 2024 · Kingsport, Tn
J••••• H•••••••• W••• L••••• L•• former
Feb 28, 2019 to Oct 18, 2019 · Kingsport, Tn
E••••• J•••• national BD
Nov 26, 2014 to Mar 7, 2019 · St Louis, Mo

Moves

a registration end followed by a registration begin elsewhere

R••••• W• B•••• • C•• I••••••••• to L•• F•••••••• L••
left Feb 20, 2024, registered Jan 15, 2026 (695 days) · RIA to affiliated broker-dealer or bank
J••••• H•••••••• W••• L••••• L•• to R••••• W• B•••• • C•• I•••••••••
left Oct 18, 2019, registered Oct 18, 2019 (0 days) · corporate re-registration, not a move
E••••• J•••• to J••••• H•••••••• W••• L••••• L••
left Mar 7, 2019, registered Feb 28, 2019 (-7 days) · Affiliated broker-dealer or bank to independent RIA

Signals

E•••••••• D•• left R••••• W• B•••• • C•• I••••••••• for L•• F•••••••• L•• (registered 2026-01-15)
Feb 20, 2024 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 12derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address