DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

J•••••• F••••

L•• F•••••••• L••BD affiliatedPasadena, Cadual registrantIAPD 6373646

Certified Financial Planner

Feed of 09/14/2026

Also filed as J•••••• Ryan F••••

At current firm

1 y

since Dec 16, 2024

In the industry

11 y

since Nov 5, 2014 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

L•• F•••••••• L•• BD affiliated current
since Dec 16, 2024 · Pasadena, Ca
C•••••••• G••••• M•••••• I••• BD affiliated
Dec 6, 2021 to Oct 22, 2024 · Los Angeles, Ca
M•• S••••••••• I••• unclassified
Jun 10, 2019 to Jun 9, 2021 · Syracuse, Ny
C••••• I••••••••• A••••••• L•• BD affiliated
Feb 14, 2018 to May 11, 2019 · Beverly Hills, Ca
W•••• F•••• A••••••• wirehouse
Mar 29, 2016 to Jan 25, 2018 · Minneapolis, Mn
U••• B•••••• A•••••••• L•• BD affiliated
Nov 5, 2014 to Mar 21, 2016 · Beverly Hills, Ca

Moves

a registration end followed by a registration begin elsewhere

C•••••••• G••••• M•••••• I••• to L•• F•••••••• L••
left Oct 22, 2024, registered Dec 16, 2024 (55 days) · Affiliated broker-dealer or bank to another · moved with a team
M•• S••••••••• I••• to C•••••••• G••••• M•••••• I•••
left Jun 9, 2021, registered Dec 6, 2021 (180 days) · Other
C••••• I••••••••• A••••••• L•• to M•• S••••••••• I•••
left May 11, 2019, registered Jun 10, 2019 (30 days) · Other
W•••• F•••• A••••••• to C••••• I••••••••• A••••••• L••
left Jan 25, 2018, registered Feb 14, 2018 (20 days) · Other
U••• B•••••• A•••••••• L•• to W•••• F•••• A•••••••
left Mar 21, 2016, registered Mar 29, 2016 (8 days) · Other

Signals

J•••••• F•••• left C•••••••• G••••• M•••••• I••• for L•• F•••••••• L•• (registered 2024-12-16)
Oct 22, 2024 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 11derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address