DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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Registered advisor

W•••••• B•

D•••••independent RIASan Diego, Cadual registrantIAPD 6380091

Feed of 09/14/2026

Also filed as William R Bo

At current firm

3 y

since Mar 8, 2023

In the industry

12 y

since Aug 1, 2014 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

D••••• independent RIA current
since Mar 8, 2023 · San Diego, Ca
C••• F•••••••• S•••••••• L••• former
Aug 30, 2022 to Mar 3, 2023 · San Diego, Ca
L•• F•••••••• L•• BD affiliated
Sep 16, 2021 to Aug 30, 2022 · San Diego, Ca
C••••••••• F•••••••• N•••••• national BD
Jan 2, 2020 to Oct 20, 2020 · San Diego, Ca

Moves

a registration end followed by a registration begin elsewhere

C••• F•••••••• S•••••••• L••• to D•••••
left Mar 3, 2023, registered Mar 8, 2023 (5 days) · Affiliated broker-dealer or bank to independent RIA
L•• F•••••••• L•• to C••• F•••••••• S•••••••• L•••
left Aug 30, 2022, registered Aug 30, 2022 (0 days) · RIA to affiliated broker-dealer or bank
C••••••••• F•••••••• N•••••• to L•• F•••••••• L••
left Oct 20, 2020, registered Sep 16, 2021 (331 days) · Affiliated broker-dealer or bank to another

Signals

W•••••• B• left C••• F•••••••• S•••••••• L••• for Dunham (registered 2023-03-08)
Mar 3, 2023 · Advisor changed firm · fact
W•••••• B• left L•• F•••••••• L•• for C••• F•••••••• S•••••••• L••• (registered 2022-08-30)
Aug 30, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 12derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address