RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
A•••• M•••••• M••••
- W••••••• W••••• independent RIA currentsince Nov 15, 2022 · Bellevue, Wa
- P•••••• A•••••• G••••• L•• BD affiliatedApr 11, 2017 to Dec 2, 2022 · Kirkland, Wa
- L•• F•••••••• L•• BD affiliatedApr 30, 2015 to Oct 6, 2020 · Portland, Or
- P•••••• A•••••• G••••• L•• to W••••••• W•••••left Dec 2, 2022, registered Nov 15, 2022 (-17 days) · Affiliated broker-dealer or bank to independent RIA · moved with a team
- L•• F•••••••• L•• to P•••••• A•••••• G••••• L••left Oct 6, 2020, registered Apr 11, 2017 (-1274 days) · Other
- A•••• M•••••• M•••• left P•••••• A•••••• G••••• L•• for W••••••• W••••• (registered 2022-11-15)Dec 2, 2022 · a•••••• firm change · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 12derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address