J••••• L•• Q••••

• O•••• I••••••••• I••• BD affiliated current
  since May 30, 2023 · Stillwater, Mn
• F••••••• P••••••• A•• W•••••••• A••••••• former
  Jul 13, 2018 to Mar 24, 2023 · Boston, Ma
• S•••••••• A••••••• L•• national BD
  Jan 26, 2016 to Jul 13, 2018 · Edina, Mn
• W•••••• • R••• former
  Dec 11, 2014 to Jan 12, 2016 · Plymouth, Mn

• F••••••• P••••••• A•• W•••••••• A••••••• to O•••• I••••••••• I•••
  left Mar 24, 2023, registered May 30, 2023 (67 days) · Affiliated broker-dealer or bank to another
• S•••••••• A••••••• L•• to F••••••• P••••••• A•• W•••••••• A•••••••
  left Jul 13, 2018, registered Jul 13, 2018 (0 days) · corporate re-registration, not a move
• W•••••• • R••• to S•••••••• A••••••• L••
  left Jan 12, 2016, registered Jan 26, 2016 (14 days) · Other

• ••• Locked
  Mar 24, 2023 · Advisor changed firm · fact

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Broker-dealer affiliated wealth managerderived

Years in industry

11derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address