RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J••• H•••• B••••
- A••••• C•••••• P•••••••• L•• mixed wealth currentsince Jan 3, 2025 · Grapevine, Tx
- A•••• L•••••••• P••••••• G•••• L•• state registeredDec 16, 2022 to Feb 23, 2023 · Scottsdale, Az
- I••••••• W••••• M••••••••• L•• independent RIADec 14, 2021 to May 9, 2022 · Chandler, Az
- I••••••• W••••• M••••••••• unclassifiedOct 13, 2017 to Dec 31, 2021 · Phoenix, Az
- R•••• M••••••• W••••• A••••••••• unclassifiedFeb 16, 2017 to Jan 2, 2018 · Centennial, Co
- V••• F•••••••• A•••••••• I••• BD affiliatedDec 14, 2015 to Dec 31, 2016 · Centennial, Co
- P•••• S••••••••• L•• no RAUMJun 25, 2015 to Nov 25, 2015 · Englewood, Co
- A•••• L•••••••• P••••••• G•••• L•• to A••••• C•••••• P•••••••• L••left Feb 23, 2023, registered Jan 3, 2025 (680 days) · Other
- I••••••• W••••• M••••••••• L•• to A•••• L•••••••• P••••••• G•••• L••left May 9, 2022, registered Dec 16, 2022 (221 days) · RIA to a state-registered adviser
- I••••••• W••••• M••••••••• to I••••••• W••••• M••••••••• L••left Dec 31, 2021, registered Dec 14, 2021 (-17 days) · Other
- R•••• M••••••• W••••• A••••••••• to I••••••• W••••• M•••••••••left Jan 2, 2018, registered Oct 13, 2017 (-81 days) · Other
- V••• F•••••••• A•••••••• I••• to R•••• M••••••• W••••• A•••••••••left Dec 31, 2016, registered Feb 16, 2017 (47 days) · Other
- P•••• S••••••••• L•• to V••• F•••••••• A•••••••• I•••left Nov 25, 2015, registered Dec 14, 2015 (19 days) · Other
- J••• H•••• B•••• left A•••• L•••••••• P••••••• G•••• L•• for A••••• C•••••• P•••••••• L•• (registered 2025-01-03)Feb 23, 2023 · Advisor changed firm · fact
- J••• H•••• B•••• left I••••••• W••••• M••••••••• L•• for A•••• L•••••••• P••••••• G•••• L•• (registered 2022-12-16)May 9, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wealth manager with institutional or fund businessderived
- Years in industry
- 11derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address