DFX Intelligence
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Feed of 09/15/2026
At current firm
2 y
since Mar 5, 2024
In the industry
11 y
since Sep 26, 2014 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- O••••••••• institutional currentsince Mar 5, 2024 · Richmond, Va
- A••••• A•• P••••••• S••••••• BD affiliatedJul 3, 2018 to Aug 2, 2023 · Charlotte, Nc
Moves
a registration end followed by a registration begin elsewhere
- A••••• A•• P••••••• S••••••• to O•••••••••left Aug 2, 2023, registered Mar 5, 2024 (216 days) · Other
Signals
- A•••• R•••• J•••• left A••••• A•• P••••••• S••••••• for Onedigital (registered 2024-03-05)Aug 2, 2023 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Institutional managerderived
- Years in industry
- 11derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address