DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Joanna R Habegger
Feed of 09/14/2026
Also filed as Joanna R Yeftich
At current firm
1 y
since Aug 11, 2025
In the industry
12 y
since Mar 1, 2014 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
3
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
2
dated events on this person
Registration history
IAPD current and previous registrations
- Prosperity Capital Advisors independent RIA currentsince Aug 11, 2025 · Carmel, In
- Invite Wealth Management unclassifiedJul 13, 2021 to Mar 31, 2023 · Indianapolis, In
- Silver Oak Securities, Inc. BD affiliatedSep 21, 2018 to Aug 11, 2025 · Martinsville, In
- Ssn Advisory, Inc. formerJan 26, 2016 to Sep 20, 2018 · Greenwood, In
Moves
a registration end followed by a registration begin elsewhere
- Silver Oak Securities, Inc. to Invite Wealth Managementleft Aug 11, 2025, registered Jul 13, 2021 (-1490 days) · Other
- Invite Wealth Management to Prosperity Capital Advisorsleft Mar 31, 2023, registered Aug 11, 2025 (864 days) · Other
- Ssn Advisory, Inc. to Silver Oak Securities, Inc.left Sep 20, 2018, registered Sep 21, 2018 (1 days) · Affiliated broker-dealer or bank to independent RIA · moved with a team
Signals
- Joanna R Habegger left Silver Oak Securities, Inc. for Invite Wealth Management (registered 2021-07-13)Aug 11, 2025 · Advisor changed firm · fact
- Joanna R Habegger left Invite Wealth Management for Prosperity Capital Advisors (registered 2025-08-11)Mar 31, 2023 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 12derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address