DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Erica Cordova
Certified Financial Planner
Feed of 09/15/2026
Also filed as Erica Cordova
At current firm
2 y
since Feb 23, 2024
In the industry
11 y
since Oct 14, 2014 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- Sovran Advisors, LLC independent RIA currentsince Feb 23, 2024 · San Diego, Ca
- MML Investors Services, LLC BD affiliatedAug 11, 2022 to Mar 5, 2024 · San Diego, Ca
- Securian Financial Services, Inc. formerJan 28, 2019 to Aug 9, 2022 · San Diego, Ca
- Cri Securities, LLC formerJan 28, 2019 to Oct 25, 2021 · San Diego, Ca
- Foresters Advisory Services, LLC formerSep 8, 2017 to Jan 22, 2019 · San Diego, Ca
Moves
a registration end followed by a registration begin elsewhere
- MML Investors Services, LLC to Sovran Advisors, LLCleft Mar 5, 2024, registered Feb 23, 2024 (-11 days) · corporate re-registration, not a move
- Securian Financial Services, Inc. to MML Investors Services, LLCleft Aug 9, 2022, registered Aug 11, 2022 (2 days) · RIA to affiliated broker-dealer or bank · moved with a team
- Cri Securities, LLC to Securian Financial Services, Inc.left Oct 25, 2021, registered Jan 28, 2019 (-1001 days) · corporate re-registration, not a move
- Foresters Advisory Services, LLC to Cri Securities, LLCleft Jan 22, 2019, registered Jan 28, 2019 (6 days) · Affiliated broker-dealer or bank to another
Signals
- Erica Cordova left Securian Financial Services, Inc. for Mml Investors Services, Llc (registered 2022-08-11)Aug 9, 2022 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 11derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address