DFX Intelligence
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Registered advisor
A••••• C••••• K•••••
Certified Financial Planner
Feed of 09/14/2026
Also filed as A••••• C••••••• C••••••••• C••••••••• C••••• K•••••
At current firm
3 y
since Jun 9, 2023
In the industry
11 y
since May 1, 2015 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- A••••••••• F•••••••• S•••••••• L•• national BD currentsince Jun 9, 2023 · Honolulu, Hi
- W•••• F•••• A••••••• wirehouseMar 19, 2019 to Jun 29, 2023 · Honolulu, Hi
- R•••••• J•••• • A••••••••• I••• national BDJun 23, 2017 to Mar 22, 2019 · Honolulu, Hi
- U•• F•••••••• S••••••• I••• wirehouseSep 17, 2015 to Jul 5, 2017 · Honolulu, Hi
Moves
a registration end followed by a registration begin elsewhere
- W•••• F•••• A••••••• to A••••••••• F•••••••• S•••••••• L••left Jun 29, 2023, registered Jun 9, 2023 (-20 days) · Wirehouse to affiliated broker-dealer or bank
- R•••••• J•••• • A••••••••• I••• to W•••• F•••• A•••••••left Mar 22, 2019, registered Mar 19, 2019 (-3 days) · Affiliated broker-dealer or bank to wirehouse
- U•• F•••••••• S••••••• I••• to R•••••• J•••• • A••••••••• I•••left Jul 5, 2017, registered Jun 23, 2017 (-12 days) · Wirehouse to affiliated broker-dealer or bank · moved with a team
Signals
- A••••• C••••• K••••• left W•••• F•••• A••••••• for A••••••••• F•••••••• S•••••••• L•• (registered 2023-06-09)Jun 29, 2023 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 11derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address