DFX Intelligence
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Registered advisor
C•••••• P• S•••••
Feed of 09/14/2026
Also filed as C•••••• P•••••• S•••••
At current firm
1 y
since Mar 27, 2025
In the industry
11 y
since Nov 18, 2014 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- R•••••• J•••• • A••••••••• I••• national BD currentsince Mar 27, 2025 · St. Petersburg, Fl
- R•••••• J•••• • A••••••••• I••• national BDJan 8, 2020 to Aug 7, 2024 · St. Petersburg, Fl
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliatedNov 16, 2018 to Dec 31, 2019 · St Petersburg, Fl
- R•••••• J•••• • A••••••••• I••• national BDJan 19, 2016 to Nov 15, 2018 · The Villages, Fl
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseNov 20, 2014 to Jan 12, 2016 · The Villages, Fl
Moves
a registration end followed by a registration begin elsewhere
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• to R•••••• J•••• • A••••••••• I•••left Dec 31, 2019, registered Jan 8, 2020 (8 days) · Affiliated broker-dealer or bank to another · moved with a team
- R•••••• J•••• • A••••••••• I••• to R•••••• J•••• F•••••••• S••••••• A•••••••• I••left Nov 15, 2018, registered Nov 16, 2018 (1 days) · Affiliated broker-dealer or bank to another
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to R•••••• J•••• • A••••••••• I•••left Jan 12, 2016, registered Jan 19, 2016 (7 days) · Wirehouse to affiliated broker-dealer or bank · moved with a team
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 11derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address