M•••••• C••••••

• C•••••• C••••••• L•• state registered current
  since Oct 25, 2022 · Rocky River, Oh
• K••••••• • G••••••• W••••• P••••••• L•• independent RIA
  Jan 23, 2022 to Nov 17, 2022 · Bluffton, Sc
• K••••••• • G••••••• W••••• P••••••• L•• independent RIA
  Dec 15, 2020 to Dec 31, 2021 · Bluffton, Sc
• E••••• J•••• national BD
  Oct 17, 2017 to Oct 1, 2020 · Savannah, Ga
• M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse
  Dec 22, 2014 to May 14, 2015 · Frisco, Tx

• K••••••• • G••••••• W••••• P••••••• L•• to C•••••• C••••••• L••
  left Nov 17, 2022, registered Oct 25, 2022 (-23 days) · RIA to a state-registered adviser
• E••••• J•••• to K••••••• • G••••••• W••••• P••••••• L••
  left Oct 1, 2020, registered Dec 15, 2020 (75 days) · Affiliated broker-dealer or bank to independent RIA
• M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to E••••• J••••
  left May 14, 2015, registered Oct 17, 2017 (887 days) · Wirehouse to affiliated broker-dealer or bank

• ••• Locked
  Nov 17, 2022 · Advisor changed firm · fact

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

STATE REGISTEREDderived

Years in industry

11derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address