RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J•••••• T•• S•••••••
- P•••••••• F•••••••• state registered currentsince Oct 12, 2021 · Fresno, Ca
- S•••• G••••• F•••••••• P••••••• unclassifiedJun 15, 2020 to Aug 5, 2021 · Lincoln, Ne
- T•••••••• F•••••••• S•••••••• L••••• state registeredMar 28, 2018 to Jun 12, 2020 · Omaha, Ne
- V••• F•••••••• A•••••••• I••• BD affiliatedDec 2, 2015 to May 9, 2016 · Omaha, Ne
- S•••• G••••• F•••••••• P••••••• to P•••••••• F••••••••left Aug 5, 2021, registered Oct 12, 2021 (68 days) · Other
- T•••••••• F•••••••• S•••••••• L••••• to S•••• G••••• F•••••••• P•••••••left Jun 12, 2020, registered Jun 15, 2020 (3 days) · Other
- V••• F•••••••• A•••••••• I••• to T•••••••• F•••••••• S•••••••• L•••••left May 9, 2016, registered Mar 28, 2018 (688 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 10derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address