A••••• J•••••• B••••

E•••••• A••••••• G••••• L••BD affiliatedErie, Pa dual registrantIAPD 6392052

Feed of 09/14/2026

Also filed as A••••• B••••

At current firm

1 y

since Dec 18, 2024

In the industry

16 y

since Mar 1, 2010 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

E•••••• A••••••• G••••• L•• BD affiliated current
since Dec 18, 2024 · Greenwood Village, Co
T• A••••••••• I••••••••• M••••••••• L•• former
Oct 21, 2015 to Dec 31, 2020 · Fort Worth, Tx
T• A••••••••• I••• former
Oct 21, 2015 to Jan 11, 2021 · Westlake, Tx

Moves

a registration end followed by a registration begin elsewhere

T• A••••••••• I••• to E•••••• A••••••• G••••• L••
left Jan 11, 2021, registered Dec 18, 2024 (1437 days) · Other · moved with a team
T• A••••••••• I••••••••• M••••••••• L•• to T• A••••••••• I•••
left Dec 31, 2020, registered Oct 21, 2015 (-1898 days) · corporate re-registration, not a move

Signals

No dated event on this person.

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 16derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address