RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
T••••• L•• P•••••••
- P•• S••••••• C•••••• M••••••••• L•• independent RIA currentsince Jun 8, 2021 · Austin, Tx
- R•••••• W• P••• • A••••••••• L•• independent RIANov 4, 2015 to May 13, 2021 · Novi, Mi
- F•••• H•••••••• C••••••••• I••• BD affiliatedOct 14, 2015 to Oct 14, 2015 · Bloomfield Hills, Mi
- P•• S••••••• C•••••• M••••••••• L•• independent RIASep 4, 2014 to Aug 18, 2015 · Austin, Tx
- R•••••• W• P••• • A••••••••• L•• to P•• S••••••• C•••••• M••••••••• L••left May 13, 2021, registered Jun 8, 2021 (26 days) · RIA to RIA
- F•••• H•••••••• C••••••••• I••• to R•••••• W• P••• • A••••••••• L••left Oct 14, 2015, registered Nov 4, 2015 (21 days) · Other
- P•• S••••••• C•••••• M••••••••• L•• to F•••• H•••••••• C••••••••• I•••left Aug 18, 2015, registered Oct 14, 2015 (57 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 12derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address