RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
M•••••• T• W•••••••
- C••••• I••••••••• A••••••• L•• BD affiliated currentsince Sep 5, 2025 · Centreville, Va
- A•••••• A••••••• S••••••• formerMay 22, 2019 to Sep 5, 2025 · Irving, Tx
- I••••••••• W••••• C••••••• L•• independent RIAMay 9, 2018 to Jun 11, 2019 · Waltham, Ma
- S••• W••••• independent RIAJan 30, 2016 to May 24, 2016 · Hunt Valley, Md
- C•••••••• I••••••••• R••••••• A•••••••• I••• BD affiliatedJan 8, 2015 to Jul 21, 2015 · Wormleysburg, Pa
- A•••••• A••••••• S••••••• to C••••• I••••••••• A••••••• L••left Sep 5, 2025, registered Sep 5, 2025 (0 days) · corporate re-registration, not a move
- I••••••••• W••••• C••••••• L•• to A•••••• A••••••• S•••••••left Jun 11, 2019, registered May 22, 2019 (-20 days) · RIA to affiliated broker-dealer or bank
- S••• W••••• to I••••••••• W••••• C••••••• L••left May 24, 2016, registered May 9, 2018 (715 days) · Other
- C•••••••• I••••••••• R••••••• A•••••••• I••• to S••• W•••••left Jul 21, 2015, registered Jan 30, 2016 (193 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 11derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address