DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Timothy Faig

RBC Capital Markets, LLCnational BDMinneapolis, Mn dual registrantIAPD 6394701

Feed of 09/14/2026

Also filed as Timothy Faig

At current firm

1 y

since Jul 16, 2025

In the industry

11 y

since Nov 4, 2014 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

RBC Capital Markets, LLC national BD current
since Jul 16, 2025 · Minneapolis, Mn
Thrivent Advisor Network, LLC BD affiliated
Apr 2, 2024 to Jul 16, 2025 · Minneapolis, Mn
Fidelity Personal And Workplace Advisors former
Jun 2, 2023 to Apr 5, 2024 · Edina, Mn
Thrivent Investment Management Inc. BD affiliated
Mar 19, 2018 to Apr 13, 2023 · Minneapolis, Mn
Scottrade Investment Management former
Mar 10, 2017 to Mar 9, 2018 · Saint Louis, Mo

Moves

a registration end followed by a registration begin elsewhere

Thrivent Advisor Network, LLC to RBC Capital Markets, LLC
left Jul 16, 2025, registered Jul 16, 2025 (0 days) · Affiliated broker-dealer or bank to another
Fidelity Personal And Workplace Advisors to Thrivent Advisor Network, LLC
left Apr 5, 2024, registered Apr 2, 2024 (-3 days) · Affiliated broker-dealer or bank to another
Thrivent Investment Management Inc. to Fidelity Personal And Workplace Advisors
left Apr 13, 2023, registered Jun 2, 2023 (50 days) · Affiliated broker-dealer or bank to another
Scottrade Investment Management to Thrivent Investment Management Inc.
left Mar 9, 2018, registered Mar 19, 2018 (10 days) · Affiliated broker-dealer or bank to another · moved with a team

Signals

Timothy Faig left Thrivent Advisor Network, Llc for Rbc Capital Markets, Llc (registered 2025-07-16)
Jul 16, 2025 · Advisor changed firm · fact
Timothy Faig left Fidelity Personal And Workplace Advisors for Thrivent Advisor Network, Llc (registered 2024-04-02)
Apr 5, 2024 · Advisor changed firm · fact
Timothy Faig left Thrivent Investment Management Inc. for Fidelity Personal And Workplace Advisors (registered 2023-06-02)
Apr 13, 2023 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: National broker-dealer RIAderived
Years in industry: 11derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address