RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
K•••• P•••••• H•••••
- O••••• C•••• C•••••• state registered currentsince Mar 20, 2026 · Urbanna, Va
- H••••••• W••••• M••••••••• G••••• L•• independent RIAAug 10, 2023 to Nov 7, 2025 · Norfolk, Va
- F•••• T•••• A••••••• L• asset managerNov 10, 2014 to Jun 26, 2023 · Wheaton, Il
- H••••••• W••••• M••••••••• G••••• L•• to O••••• C•••• C••••••left Nov 7, 2025, registered Mar 20, 2026 (133 days) · RIA to a state-registered adviser
- F•••• T•••• A••••••• L• to H••••••• W••••• M••••••••• G••••• L••left Jun 26, 2023, registered Aug 10, 2023 (45 days) · Other
- K•••• P•••••• H••••• left H••••••• W••••• M••••••••• G••••• L•• for O••••• C•••• C•••••• (registered 2026-03-20)Nov 7, 2025 · Advisor changed firm · fact
- K•••• P•••••• H••••• left F•••• T•••• A••••••• L• for H••••••• W••••• M••••••••• G••••• L•• (registered 2023-08-10)Jun 26, 2023 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 12derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address