RIA Intelligence

• L•• F•••••••• L•• BD affiliated current
  since Jul 24, 2023 · Boulder, Co
• O•••• F•• I••• former
  Dec 14, 2020 to Jul 25, 2023 · Boulder, Co
• M•• I•••••••• S•••••••• L•• BD affiliated
  Mar 25, 2017 to Dec 11, 2020 · Redwood City, Ca
• M•• F•••••••• S•••••••• I••• former
  May 5, 2015 to Mar 25, 2017 · San Jose, Ca

• O•••• F•• I••• to L•• F•••••••• L••
  left Jul 25, 2023, registered Jul 24, 2023 (-1 days) · Affiliated broker-dealer or bank to another · moved with a team
• M•• I•••••••• S•••••••• L•• to O•••• F•• I•••
  left Dec 11, 2020, registered Dec 14, 2020 (3 days) · Affiliated broker-dealer or bank to another
• M•• F•••••••• S•••••••• I••• to M•• I•••••••• S•••••••• L••
  left Mar 25, 2017, registered Mar 25, 2017 (0 days) · corporate re-registration, not a move

• P•••• R•••••• H•••••• left O•••• F•• I••• for L•• F•••••••• L•• (registered 2023-07-24)
  Jul 25, 2023 · Advisor changed firm · fact

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Broker-dealer affiliated wealth managerderived

Years in industry

12derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address