RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
- W•••• F•••• A••••••• wirehouse currentsince Mar 20, 2026 · Bethesda, Md
- R•••••• J•••• • A••••••••• I••• national BDJul 10, 2023 to Dec 23, 2025 · Hunt Valley, Md
- R•• C•••••• M••••••• L•• national BDMar 22, 2018 to Jun 29, 2023 · Hunt Valley, Md
- R•••••• J•••• • A••••••••• I••• to W•••• F•••• A•••••••left Dec 23, 2025, registered Mar 20, 2026 (87 days) · Affiliated broker-dealer or bank to wirehouse
- R•• C•••••• M••••••• L•• to R•••••• J•••• • A••••••••• I•••left Jun 29, 2023, registered Jul 10, 2023 (11 days) · Affiliated broker-dealer or bank to another
- D•••• M•••• left R•••••• J•••• • A••••••••• I••• for W•••• F•••• A••••••• (registered 2026-03-20)Dec 23, 2025 · Advisor changed firm · fact
- D•••• M•••• left R•• C•••••• M••••••• L•• for R•••••• J•••• • A••••••••• I••• (registered 2023-07-10)Jun 29, 2023 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 12derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address