DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

A••••• B••••••

L•• F•••••••• L••BD affiliatedGreensboro, Nc dual registrantIAPD 6398250

Certified Financial Planner

Feed of 09/14/2026

Also filed as A••••• Brooke Lowe

At current firm

2 y

since Aug 8, 2024

In the industry

10 y

since Sep 21, 2015 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

L•• F•••••••• L•• BD affiliated current
since Aug 8, 2024 · Greensboro, Nc
V••••••• A•••••••• I••• BD affiliated
Jul 12, 2023 to Aug 23, 2024 · Charlotte, Nc
D•••••• A••••••• independent RIA
Jul 19, 2021 to Jul 11, 2023 · Fort Mill, Sc
V••••••• A•••••••• I••• BD affiliated
Oct 1, 2019 to Jul 23, 2021 · Charlotte, Nc
N••••••••• M••••• I••••••••• S••••••••• no RAUM
Sep 22, 2015 to Oct 12, 2015 · Greensboro, Nc

Moves

a registration end followed by a registration begin elsewhere

V••••••• A•••••••• I••• to L•• F•••••••• L••
left Aug 23, 2024, registered Aug 8, 2024 (-15 days) · Affiliated broker-dealer or bank to another · moved with a team
D•••••• A••••••• to V••••••• A•••••••• I•••
left Jul 11, 2023, registered Jul 12, 2023 (1 days) · RIA to affiliated broker-dealer or bank
V••••••• A•••••••• I••• to D•••••• A•••••••
left Jul 23, 2021, registered Jul 19, 2021 (-4 days) · Affiliated broker-dealer or bank to independent RIA
N••••••••• M••••• I••••••••• S••••••••• to V••••••• A•••••••• I•••
left Oct 12, 2015, registered Oct 1, 2019 (1450 days) · Other

Signals

A••••• B•••••• left V••••••• A•••••••• I••• for L•• F•••••••• L•• (registered 2024-08-08)
Aug 23, 2024 · Advisor changed firm · fact
A••••• B•••••• left D•••••• A••••••• for V••••••• A•••••••• I••• (registered 2023-07-12)
Jul 11, 2023 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 10derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address