DFX Intelligence
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Registered advisor
I••••••• J• D•••••
Certified Financial Planner
Feed of 09/15/2026
Also filed as I••••••• J••••• D••••••••• J• D••••
At current firm
4 y
since Apr 15, 2022
In the industry
11 y
since Dec 30, 2014 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- M••••• G••••• A••••••• I••• independent RIA currentsince Apr 15, 2022 · Newport Beach, Ca
- C•••••• S••••• • C••• I••• national BDJun 29, 2017 to May 8, 2020 · Los Angeles, Ca
- S•••••••• I••••••••• M••••••••• formerJan 25, 2017 to May 31, 2017 · Saint Louis, Mo
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseJan 5, 2015 to Feb 17, 2016 · Los Angeles, Ca
Moves
a registration end followed by a registration begin elsewhere
- C•••••• S••••• • C••• I••• to M••••• G••••• A••••••• I•••left May 8, 2020, registered Apr 15, 2022 (707 days) · Affiliated broker-dealer or bank to independent RIA
- S•••••••• I••••••••• M••••••••• to C•••••• S••••• • C••• I•••left May 31, 2017, registered Jun 29, 2017 (29 days) · Other
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to S•••••••• I••••••••• M•••••••••left Feb 17, 2016, registered Jan 25, 2017 (343 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 11derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address