RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
S•••• M•••••• M••••••
- X••• S••••••• independent RIA currentsince Jun 26, 2025 · Bozeman, Mt
- E•••••••• W••••• M••••••••• independent RIANov 20, 2023 to Jul 16, 2025 · Seattle, Wa
- C•••••• W••••• P••••••• formerFeb 5, 2015 to Oct 12, 2023 · Portland, Or
- E•••••••• W••••• M••••••••• to X••• S•••••••left Jul 16, 2025, registered Jun 26, 2025 (-20 days) · RIA to RIA
- C•••••• W••••• P••••••• to E•••••••• W••••• M•••••••••left Oct 12, 2023, registered Nov 20, 2023 (39 days) · RIA to RIA
- S•••• M•••••• M•••••• left E•••••••• W••••• M••••••••• for X••• S••••••• (registered 2025-06-26)Jul 16, 2025 · Advisor changed firm · fact
- S•••• M•••••• M•••••• left C•••••• W••••• P••••••• for E•••••••• W••••• M••••••••• (registered 2023-11-20)Oct 12, 2023 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 12derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address