DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

E••• J•••• T•••••

E••••• J••••national BDSouth Paris, Medual registrantIAPD 6401635

Feed of 09/14/2026

Also filed as E••• J•••• T•••••

At current firm

1 y

since Feb 10, 2025

In the industry

11 y

since Oct 1, 2014 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

E••••• J•••• national BD current
since Feb 10, 2025 · South Paris, Me
M••••••• W••••• P•••••• C••••• G••••• L•• independent RIA
Apr 27, 2022 to Feb 12, 2025 · Portsmouth, Nh
L•• F•••••••• L•• BD affiliated
Oct 20, 2020 to May 6, 2022 · Newport, Nh
E••••• J•••• national BD
May 20, 2019 to Oct 21, 2020 · Concord, Nh
E••••• J•••• national BD
Dec 8, 2014 to Nov 28, 2017 · Gilford, Nh

Moves

a registration end followed by a registration begin elsewhere

M••••••• W••••• P•••••• C••••• G••••• L•• to E••••• J••••
left Feb 12, 2025, registered Feb 10, 2025 (-2 days) · RIA to affiliated broker-dealer or bank
L•• F•••••••• L•• to M••••••• W••••• P•••••• C••••• G••••• L••
left May 6, 2022, registered Apr 27, 2022 (-9 days) · RIA to RIA
E••••• J•••• to L•• F•••••••• L••
left Oct 21, 2020, registered Oct 20, 2020 (-1 days) · Affiliated broker-dealer or bank to another

Signals

E••• J•••• T••••• left M••••••• W••••• P•••••• C••••• G••••• L•• for E••••• J•••• (registered 2025-02-10)
Feb 12, 2025 · Advisor changed firm · fact
E••• J•••• T••••• left L•• F•••••••• L•• for M••••••• W••••• P•••••• C••••• G••••• L•• (registered 2022-04-27)
May 6, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: National broker-dealer RIAderived
Years in industry: 11derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address