RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
M•••••• D•••• I•••••••
- F••• P••••••• T• L••••• L•• state registered currentsince Sep 4, 2018 · Reseda, Ca
- D••••• C••••••• L•• independent RIAOct 15, 2025 to Apr 1, 2026 · West Hills, Ca
- L•• F•••••••• L•• BD affiliatedJan 22, 2018 to Jul 12, 2018 · Manhattan Beach, Ca
- M•• I•••••••• S•••••••• L•• BD affiliatedMar 25, 2017 to Jan 23, 2018 · Los Angeles, Ca
- M•• F•••••••• S•••••••• I••• formerJul 6, 2015 to Mar 25, 2017 · Los Angeles, Ca
- D••••• C••••••• L•• to no registered destinationleft Apr 1, 2026 · Departure, no registered destination
- L•• F•••••••• L•• to F••• P••••••• T• L••••• L••left Jul 12, 2018, registered Sep 4, 2018 (54 days) · RIA to a state-registered adviser
- M•• I•••••••• S•••••••• L•• to L•• F•••••••• L••left Jan 23, 2018, registered Jan 22, 2018 (-1 days) · Other
- M•• F•••••••• S•••••••• I••• to M•• I•••••••• S•••••••• L••left Mar 25, 2017, registered Mar 25, 2017 (0 days) · corporate re-registration, not a move
- M•••••• D•••• I••••••• no longer registered at D••••• C••••••• L••; no later IA registration on IAPDApr 1, 2026 · Advisor departure · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 11derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address