DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
D••••• C••••••• L••
Latest filing Mar 25, 2026
First filing on the tape May 30, 2025 · 5 filings
SEC status approved since May 30, 2025
RAUM
$215M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
100%
$215M individuals and HNW
Advisors
4
registered through the firm on IAPD
RAUM per advisor
$53.8M
derived; firm RAUM over IAPD count
Employees
4
2 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
0
reported on Schedule D
History
5 filings and snapshots on the tape
RAUM$215M as of Mar 25, 2026
May 30, 2025$0 then
HNW client RAUM$215M as of Mar 25, 2026
May 30, 2025$0 then
State-registered IARs (5.B.3)4 as of Mar 25, 2026
May 30, 20251 then
Employees (5.A)4 as of Mar 25, 2026
May 30, 20253 then
Private funds: no history
RAUM n/a over the last fiscal year
Practice profile
derived from the filing of Mar 25, 2026; every figure names its basis
Archetypes, each a printed rule
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- Wrap program sponsor · sponsors a wrap fee program (5.I) with at least $100M of wrap assets
- RAUM per advisor
- $53.8MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 19derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $2.8MderivedHNW RAUM over HNW clients
- Average account
- $1.3MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.0derivedItem 5.A over advisors
- Advisors per office
- 2.0derived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- unknownderivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assetsreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutions, pension consulting, selection of other advisersreportedItem 5.G
- Wrap fee program
- $284MreportedItem 5.I
- Custody
- $26.7M, 11 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$215M100%
- Individual clients
- 0reported
- HNW clients
- 76reported
- Pension plan clients
- 0reported
- Charitable clients
- 0reported
- Accounts
- 160reported
- Financial planning clients
- 0reported
- Wrap fee programs
- $68.7M sponsored, $146M managedreported
- Custody of client assets
- $26.7M for 11 clientsreported
- Compensation
- % of AUMreported
- Class basis
- private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
1 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| J••••• A••• B••••• | Pasadena, Ca | May 29, 2026 | 21 y | 2 |
Advisor movement
0 left, 1 joined in 12 months
net +1 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- J••••• A••• B••••• from W•••• F•••• I••••••••• L••May 29, 2026 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- C•••••• M••••••• H••••••• · Managing Partnercontrolsince 04/2025 · owns 50% to 75%
- C•••• S•••• · Managing Partnercontrolsince 04/2025 · owns 50% to 75%
- C••••• J••••••• N••••• · Chief Compliance Officercontrolsince 04/2025 · owns less than 5%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Pasadena, Ca · principal | 4 | 1 | 1 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
3 against comparable advisers; where to look, not conclusions
- business activity changedChange between filings · filing Mar 25, 2026selection of other advisers (Item 5.G.7): no on the filing of 2025-12-16, yes on the filing of 2026-03-25peers: independent wealth managers, $100M to $500M (5,676)
- business activity changedChange between filings · filing Mar 25, 2026advises private funds (Item 7.B): yes on the filing of 2025-12-16, no on the filing of 2026-03-25peers: independent wealth managers, $100M to $500M (5,676)
- custody status changedChange between filings · filing Mar 25, 2026custody of client assets (Item 9.A): no on the filing of 2025-12-16, yes on the filing of 2026-03-25peers: independent wealth managers, $100M to $500M (5,676)
What changed
consecutive filings, newest first
- Accounts · 97 to 160Dec 16, 2025 to Mar 25, 2026
- Advisory employees · 1 to 2Dec 16, 2025 to Mar 25, 2026
- Advisory activities · 4 to 5Dec 16, 2025 to Mar 25, 2026
- HNW clients · 53 to 76Dec 16, 2025 to Mar 25, 2026
- Assets in custody · $0 to $26.7MDec 16, 2025 to Mar 25, 2026
- Custody of client assets · false to trueDec 16, 2025 to Mar 25, 2026
- Employees · 3 to 4Dec 16, 2025 to Mar 25, 2026
- Insurance-licensed employees · 1 to 4Dec 16, 2025 to Mar 25, 2026
- State-registered IARs · 1 to 4Dec 16, 2025 to Mar 25, 2026
- Discretionary RAUM · $144M to $215MDec 16, 2025 to Mar 25, 2026
- HNW RAUM · $144M to $215MDec 16, 2025 to Mar 25, 2026
- RAUM · $144M to $215MDec 16, 2025 to Mar 25, 2026
- Wrap assets (manager) · $0 to $146MDec 16, 2025 to Mar 25, 2026
- Wrap assets (sponsor) · $0 to $68.7MDec 16, 2025 to Mar 25, 2026
- HQ city · SOUTH PASADENA to PASADENAOct 6, 2025 to Dec 16, 2025
- Accounts · 0 to 97Jun 6, 2025 to Oct 6, 2025
- HNW clients · 0 to 53Jun 6, 2025 to Oct 6, 2025
- Financial planning clients · 0 to 0Jun 6, 2025 to Oct 6, 2025
- Discretionary RAUM · $0 to $144MJun 6, 2025 to Oct 6, 2025
- HNW RAUM · $0 to $144MJun 6, 2025 to Oct 6, 2025
- RAUM · $0 to $144MJun 6, 2025 to Oct 6, 2025
- Other offices · 0 to 1May 30, 2025 to Jun 6, 2025
Signals
1 dated events
- Michael David Izbotsky no longer registered at D••••• C••••••• L••; no later IA registration on IAPDApr 1, 2026 · Advisor departure · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/dishmi-capitalreportedpublic record, Form ADV, Sep 18, 2026
- Website
- H•••••••••reportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- (323) 835-5560reportedpublic record, Form ADV, Mar 25, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $53.8Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026