F•••••• B••••• W•••••

• U••• B•••••• A•••••••• L•• BD affiliated current
  since Feb 13, 2026 · Anderson, Ca
• U••• B•••••• I••••••••• I••• former
  Sep 14, 2017 to Feb 13, 2026 · Redding, Ca
• W•••• C••••••• L•• state registered
  Jul 31, 2017 to Sep 8, 2017 · Redding, Ca
• R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliated
  Mar 11, 2015 to Jul 26, 2017 · Redding, Ca

• U••• B•••••• I••••••••• I••• to U••• B•••••• A•••••••• L••
  left Feb 13, 2026, registered Feb 13, 2026 (0 days) · corporate re-registration, not a move
• W•••• C••••••• L•• to U••• B•••••• I••••••••• I•••
  left Sep 8, 2017, registered Sep 14, 2017 (6 days) · Other
• R•••••• J•••• F•••••••• S••••••• A•••••••• I•• to W•••• C••••••• L••
  left Jul 26, 2017, registered Jul 31, 2017 (5 days) · Other

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Broker-dealer affiliated wealth managerderived

Years in industry

11derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address