DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Brooke Lea Martin
Feed of 09/15/2026
Also filed as Brooke Bowie
At current firm
3 y
since Mar 31, 2023
In the industry
13 y
since Aug 1, 2013 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- LPL Financial LLC BD affiliated currentsince Mar 31, 2023 · Omaha, Ne
- Wealthcare Advisory Partners LLC BD affiliatedMar 11, 2022 to Mar 23, 2023 · West Chester, Pa
- Cuna Brokerage Services, Inc. formerMar 23, 2017 to May 12, 2021 · Waverly, Ia
- Invest Financial Corporation formerSep 30, 2015 to Mar 16, 2017 · Waterloo, Ia
- Cuna Brokerage Services, Inc. formerJan 7, 2015 to Oct 6, 2015 · Waterloo, Ia
Moves
a registration end followed by a registration begin elsewhere
- Wealthcare Advisory Partners LLC to LPL Financial LLCleft Mar 23, 2023, registered Mar 31, 2023 (8 days) · RIA to affiliated broker-dealer or bank
- Cuna Brokerage Services, Inc. to Wealthcare Advisory Partners LLCleft May 12, 2021, registered Mar 11, 2022 (303 days) · Affiliated broker-dealer or bank to independent RIA
- Invest Financial Corporation to Cuna Brokerage Services, Inc.left Mar 16, 2017, registered Mar 23, 2017 (7 days) · Other
- Cuna Brokerage Services, Inc. to Invest Financial Corporationleft Oct 6, 2015, registered Sep 30, 2015 (-6 days) · Other
Signals
- Brooke Lea Martin left Wealthcare Advisory Partners Llc for Lpl Financial Llc (registered 2023-03-31)Mar 23, 2023 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 13derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address