J••• C••••••

C••••• I••••••••• A••••••• L••BD affiliatedMelville, Nydual registrantIAPD 6410668

Feed of 09/14/2026

Also filed as J••• C••••••••• C••••••••• C••••••

At current firm

0 y

since Mar 3, 2026

In the industry

11 y

since Oct 1, 2014 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

C••••• I••••••••• A••••••• L•• BD affiliated current
since Mar 3, 2026 · Melville, Ny
L•• F•••••••• L•• BD affiliated
Apr 10, 2023 to Mar 19, 2026 · Plainview, Ny
J••• M••••• S••••••••• L•• wirehouse
Feb 28, 2022 to Sep 20, 2022 · New York, Ny

Moves

a registration end followed by a registration begin elsewhere

L•• F•••••••• L•• to C••••• I••••••••• A••••••• L••
left Mar 19, 2026, registered Mar 3, 2026 (-16 days) · Affiliated broker-dealer or bank to another
J••• M••••• S••••••••• L•• to L•• F•••••••• L••
left Sep 20, 2022, registered Apr 10, 2023 (202 days) · Wirehouse to affiliated broker-dealer or bank

Signals

••• Locked
Mar 19, 2026 · Advisor changed firm · fact
••• Locked
Sep 20, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 11derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address