RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
D•••• J•••• T• O••••••• P••
- O•••• W•••••• I••• BD affiliated currentsince Mar 31, 2026 · Columbus, Oh
- P•••••••• S••••••••• I••• BD affiliatedSep 19, 2022 to Apr 1, 2026 · Jacksonville, Fl
- O•••• F•• I••• formerFeb 7, 2020 to Sep 19, 2022 · Jacksonville, Fl
- P•••••••• S••••••••• I••• to O•••• W•••••• I•••left Apr 1, 2026, registered Mar 31, 2026 (-1 days) · Affiliated broker-dealer or bank to another
- O•••• F•• I••• to P•••••••• S••••••••• I•••left Sep 19, 2022, registered Sep 19, 2022 (0 days) · Affiliated broker-dealer or bank to another
- D•••• J•••• T• O••••••• P•• left P•••••••• S••••••••• I••• for O•••• W•••••• I••• (registered 2026-03-31)Apr 1, 2026 · Advisor changed firm · fact
- D•••• J•••• T• O••••••• P•• left O•••• F•• I••• for P•••••••• S••••••••• I••• (registered 2022-09-19)Sep 19, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 11derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address