DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

D•••• M• W••••••

C••••• I••••••••• A••••••• L••BD affiliatedEllisville, Modual registrantIAPD 6413116

Feed of 09/14/2026

Also filed as D•••• M• W••••••

At current firm

0 y

since Jul 1, 2026

In the industry

11 y

since Oct 1, 2014 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

C••••• I••••••••• A••••••• L•• BD affiliated current
since Jul 1, 2026 · Ellisville, Mo
L•• F•••••••• L•• BD affiliated
Dec 2, 2024 to Jul 23, 2026 · Chesterfield, Mo
E••••• J•••• national BD
Sep 12, 2024 to Jan 8, 2025 · Wildwood, Mo
E••••• J•••• national BD
Aug 11, 2023 to Jul 8, 2024 · Webster Groves, Mo
C•••••••• G••••• M•••••• I••• BD affiliated
Jan 30, 2023 to Aug 15, 2023 · O'Fallon, Mo
U••• B•••••• I••••••••• I••• former
Dec 2, 2019 to Dec 22, 2022 · Saint Charles, Mo
O•••• I••••••••• I••• BD affiliated
Oct 18, 2017 to Dec 3, 2019 · Manchester, Mo
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse
Apr 1, 2015 to Aug 4, 2017 · Frontenac, Mo

Moves

a registration end followed by a registration begin elsewhere

L•• F•••••••• L•• to C••••• I••••••••• A••••••• L••
left Jul 23, 2026, registered Jul 1, 2026 (-22 days) · Affiliated broker-dealer or bank to another
E••••• J•••• to L•• F•••••••• L••
left Jan 8, 2025, registered Dec 2, 2024 (-37 days) · Affiliated broker-dealer or bank to another
C•••••••• G••••• M•••••• I••• to E••••• J••••
left Aug 15, 2023, registered Aug 11, 2023 (-4 days) · Affiliated broker-dealer or bank to another
U••• B•••••• I••••••••• I••• to C•••••••• G••••• M•••••• I•••
left Dec 22, 2022, registered Jan 30, 2023 (39 days) · Affiliated broker-dealer or bank to another
O•••• I••••••••• I••• to U••• B•••••• I••••••••• I•••
left Dec 3, 2019, registered Dec 2, 2019 (-1 days) · Affiliated broker-dealer or bank to another
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to O•••• I••••••••• I•••
left Aug 4, 2017, registered Oct 18, 2017 (75 days) · Other

Signals

D•••• M• W•••••• left L•• F•••••••• L•• for C••••• I••••••••• A••••••• L•• (registered 2026-07-01)
Jul 23, 2026 · Advisor changed firm · fact
D•••• M• W•••••• left E••••• J•••• for L•• F•••••••• L•• (registered 2024-12-02)
Jan 8, 2025 · Advisor changed firm · fact
D•••• M• W•••••• left C•••••••• G••••• M•••••• I••• for E••••• J•••• (registered 2023-08-11)
Aug 15, 2023 · Advisor changed firm · fact
D•••• M• W•••••• left U••• B•••••• I••••••••• I••• for C•••••••• G••••• M•••••• I••• (registered 2023-01-30)
Dec 22, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 11derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address