A••••• R•••• H•••••

U•• F•••••••• S••••••• I•••wirehouseBoston, Ma dual registrantIAPD 6414203

Feed of 09/15/2026

Also filed as A••••• M•••• R••••••••• R••••

At current firm

3 y

since Nov 14, 2022

In the industry

11 y

since Dec 23, 2014 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

U•• F•••••••• S••••••• I••• wirehouse current
since Nov 14, 2022 · Derry, Nh
U•• F•••••••• S••••••• I••• wirehouse
Aug 20, 2018 to Jan 7, 2019 · Boston, Ma
E•••••• A••••••• G••••• L•• BD affiliated
Dec 22, 2016 to Aug 7, 2018 · Andover, Ma
C••••••• S••••••••• I••• BD affiliated
Jan 26, 2016 to Dec 14, 2016 · Manchester, Nh

Moves

a registration end followed by a registration begin elsewhere

E•••••• A••••••• G••••• L•• to U•• F•••••••• S••••••• I•••
left Aug 7, 2018, registered Aug 20, 2018 (13 days) · Other
C••••••• S••••••••• I••• to E•••••• A••••••• G••••• L••
left Dec 14, 2016, registered Dec 22, 2016 (8 days) · Other

Signals

No dated event on this person.

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Wirehousederived
Years in industry: 11derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address