RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
W••••• W••••• L•••
- L••• W••••• A••••••• mixed wealth currentsince Mar 30, 2023 · Charlotte, Nc
- D••••••••• F••• A••••••• L• asset managerDec 19, 2016 to Feb 9, 2018 · Charlotte, Nc
- U••••• C•••••• F•••••••• A••••••• independent RIADec 22, 2014 to Jun 6, 2016 · Great Falls, Va
- D••••••••• F••• A••••••• L• to L••• W••••• A•••••••left Feb 9, 2018, registered Mar 30, 2023 (1875 days) · Other
- U••••• C•••••• F•••••••• A••••••• to D••••••••• F••• A••••••• L•left Jun 6, 2016, registered Dec 19, 2016 (196 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wealth manager with institutional or fund businessderived
- Years in industry
- 11derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address