RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J••• K••• B•••••
- A••••••••• F•••••••• S•••••••• L•• national BD currentsince May 6, 2026 · Mercer Island, Wa
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliatedNov 23, 2020 to May 7, 2026 · Vancouver, Wa
- A••••••••• F•••••••• S•••••••• L•• national BDMay 4, 2015 to Nov 24, 2020 · Vancouver, Wa
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• to A••••••••• F•••••••• S•••••••• L••left May 7, 2026, registered May 6, 2026 (-1 days) · Affiliated broker-dealer or bank to another · moved with a team
- A••••••••• F•••••••• S•••••••• L•• to R•••••• J•••• F•••••••• S••••••• A•••••••• I••left Nov 24, 2020, registered Nov 23, 2020 (-1 days) · Affiliated broker-dealer or bank to another
- J••• K••• B••••• left R•••••• J•••• F•••••••• S••••••• A•••••••• I•• for A••••••••• F•••••••• S•••••••• L•• (registered 2026-05-06)May 7, 2026 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 11derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address