RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
C•••••• A•••••••• V••••••
- E••••• J•••• national BD currentsince Oct 24, 2025 · West Lafayette, In
- L•• F•••••••• L•• BD affiliatedSep 30, 2019 to Nov 10, 2025 · Logansport, In
- M••••••••• S••••••••• T•••••• C•••••• independent RIADec 1, 2016 to Oct 2, 2019 · Kokomo, In
- L•• F•••••••• L•• to E••••• J••••left Nov 10, 2025, registered Oct 24, 2025 (-17 days) · Affiliated broker-dealer or bank to another
- M••••••••• S••••••••• T•••••• C•••••• to L•• F•••••••• L••left Oct 2, 2019, registered Sep 30, 2019 (-2 days) · RIA to affiliated broker-dealer or bank
- C•••••• A•••••••• V•••••• left L•• F•••••••• L•• for E••••• J•••• (registered 2025-10-24)Nov 10, 2025 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 10derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address