DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

C••••• R•••••• B•••

O••• W••••• M••••••••• L••state registeredDurham, NcIA-onlyIAPD 6421634

Certified Financial Planner

Feed of 09/14/2026

Also filed as C••••• B•••

At current firm

1 y

since Sep 20, 2024

In the industry

11 y

since Feb 9, 2015 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

O••• W••••• M••••••••• L•• state registered current
since Sep 20, 2024 · Durham, Nc
H••••••• P•••• I••••••••• A•••••••• L•• independent RIA
May 12, 2023 to Sep 20, 2024 · Chapel Hill, Nc
H•••••• W••••• A•••••••• L•• independent RIA
Jan 10, 2019 to Apr 5, 2023 · Chapel Hill, Nc
F•••••••• F•••••••• C••••••••• P• state registered
Mar 30, 2017 to Dec 21, 2018 · Durham, Nc
M•• I•••••••• S•••••••• L•• BD affiliated
Jul 26, 2016 to Feb 22, 2017 · Raleigh, Nc
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse
Feb 10, 2015 to Jun 14, 2016 · Chapel Hill, Nc

Moves

a registration end followed by a registration begin elsewhere

H••••••• P•••• I••••••••• A•••••••• L•• to O••• W••••• M••••••••• L••
left Sep 20, 2024, registered Sep 20, 2024 (0 days) · RIA to a state-registered adviser
H•••••• W••••• A•••••••• L•• to H••••••• P•••• I••••••••• A•••••••• L••
left Apr 5, 2023, registered May 12, 2023 (37 days) · RIA to RIA
F•••••••• F•••••••• C••••••••• P• to H•••••• W••••• A•••••••• L••
left Dec 21, 2018, registered Jan 10, 2019 (20 days) · Other
M•• I•••••••• S•••••••• L•• to F•••••••• F•••••••• C••••••••• P•
left Feb 22, 2017, registered Mar 30, 2017 (36 days) · Other
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to M•• I•••••••• S•••••••• L••
left Jun 14, 2016, registered Jul 26, 2016 (42 days) · Other

Signals

C••••• R•••••• B••• left H••••••• P•••• I••••••••• A•••••••• L•• for O••• W••••• M••••••••• L•• (registered 2024-09-20)
Sep 20, 2024 · Advisor changed firm · fact
C••••• R•••••• B••• left H•••••• W••••• A•••••••• L•• for H••••••• P•••• I••••••••• A•••••••• L•• (registered 2023-05-12)
Apr 5, 2023 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: STATE REGISTEREDderived
Years in industry: 11derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address