DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
H••••••• P•••• I••••••••• A•••••••• L••
Latest filing Mar 18, 2026
First filing on the tape Mar 21, 2012 · 26 filings
SEC status approved since Aug 20, 2007
RAUM
$1.2B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
75%
$907M individuals and HNW
Advisors
7
registered through the firm on IAPD
RAUM per advisor
$173M
derived; firm RAUM over IAPD count
Employees
12
7 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
0
reported on Schedule D
History
26 filings and snapshots on the tape
RAUM$1.2B as of Mar 18, 2026
Mar 21, 2012$151M then
HNW client RAUM$894M as of Mar 18, 2026
Mar 16, 2018$273M then
State-registered IARs (5.B.3)7 as of Mar 18, 2026
Mar 8, 20134 then
Employees (5.A)12 as of Mar 18, 2026
Mar 8, 20135 then
Private funds: no history
RAUM +14% over the last fiscal year+15% a year over threeIARs 8 to 7
Practice profile
derived from the filing of Mar 18, 2026; every figure names its basis
Archetypes, each a printed rule
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- RAUM per advisor
- $173MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 34derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $4.4MderivedHNW RAUM over HNW clients
- Average account
- $1.4MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 23%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.7derivedItem 5.A over advisors
- Advisors per office
- 3.5derived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- +14%derivedbetween the last two annual amendments
- Advisor growth, one year
- -13%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +6.2%derived
- Compensation
- percentage of assetsreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutions, pension consulting, selection of other advisers, publicationsreportedItem 5.G
- Custody
- $80.7M, 29 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$894M74%
- Charitable organizations$274M23%
- Corporations and businesses$25.8M2.1%
- Individuals$13.2M1.1%
- Pension and profit-sharing plans$4.5M0.4%
- Individual clients
- 36reported
- HNW clients
- 203reported
- Pension plan clients
- 1reported
- Charitable clients
- 21reported
- Accounts
- 885reported
- Financial planning clients
- 101-250reported
- Wrap fee programs
- noreported
- Custody of client assets
- $80.7M for 29 clientsreported
- Compensation
- % of AUMreported
- Class basis
- private_client_share=0.75 fund_share=0.0 institutional_share=0.23 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
7 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| R•••••• S•••••• W••••Chartered Financial Analyst | Chapel Hill, Nc | Aug 21, 2007 | 19 y | 0 |
| N••••• G••••••• B•••Certified Financial Planner, Chartered Financial Analyst | Chapel Hill, Nc | Mar 4, 2013 | 13 y | 1 |
| D•••• C•••••• S••••••Chartered Financial Analyst | Chapel Hill, Nc | Jun 6, 2019 | 13 y | 0 |
| K•••••• C••• N••••• | Chapel Hill, Nc | Feb 3, 2020 | 25 y | 0 |
| T•••• R••• D•••••Certified Financial Planner | Chapel Hill, Nc | Jul 1, 2020 | 18 y | 3 |
| S•••••• T••••• W••••••Certified Financial Planner | Austin, Tx | Nov 18, 2021 | 27 y | 0 |
| M•••• P••••••••• H••••• | Chapel Hill, Nc | Jan 10, 2025 | 22 y | 2 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount1 left over 36 months
Left, latest
- C••••• R•••••• B••• to O••• W••••• M••••••••• L••Sep 20, 2024 · RIA to a state-registered adviser
Joined, latest
- M•••• P••••••••• H••••• from F••••••• F•••••••• A•••••••• L••Jan 10, 2025 · RIA to RIA
- C••••• R•••••• B••• from H•••••• W••••• A•••••••• L••May 12, 2023 · RIA to RIA
- T•••• R••• D••••• from U•• F•••••••• S••••••• I•••Jan 31, 2018 · Wirehouse to independent RIA
- N••••• G••••••• B••• from A•••••• C•••••• M••••••••• I•••Mar 4, 2013 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- B••••• A•••••• C• · Ownercontrolsince 11/2022 · owns 5% to 10%
- B•••• N•••••• G••••••• · Directorcontrolsince 11/2021 · owns 5% to 10%
- N•••••• K••••••• C••• · Ciocontrolsince 11/2021 · owns 5% to 10%
- W••••••• S••••••• T••••• · Directorcontrolsince 11/2022 · owns 5% to 10%
- W••••• R••••••• S•••••• · Chief Executive Officer / Chief Compliance Officercontrolsince 06/2007 · owns 50% to 75%
- B••••• A•••••• C• · Trusteecontrolsince 11/2022 · owns F of E••• F•• O••• L•••• B•••• U•• A••••• C•••••• B••••• S•• R•••••••• T••••
- B••••• A•••••• C• · Trusteecontrolsince 11/2022 · owns F of T•• W••••• G••• B•••• H••••••• P•••• I••••••••• A••••••• T••••
- S••••••• D••••• C•••••• · Vice Presidentsince 11/2022 · owns less than 5%
- T••••••• M••••• E••••• · Vice Presidentsince 11/2024 · owns less than 5%
Entity owners
- E••• F•• O••• L•••• B•••• U•• A••••• C•••••• B••••• S•• R•••••••• T•••• · Ownerdirect · owns 5% to 10%
- T•• W••••• G••• B•••• H••••••• P•••• I••••••••• A••••••• T•••• · Ownerdirect · owns 5% to 10%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Chapel Hill, Nc · principal | 7 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
- Austin, TX1 employees
ADV anomalies
2 against comparable advisers; where to look, not conclusions
- business activity changedChange between filings · filing Mar 18, 2026selection of other advisers (Item 5.G.7): no on the filing of 2025-12-01, yes on the filing of 2026-03-18peers: independent wealth managers, $1B to $5B (1,362)
- control person changedChange between filings · filing Mar 18, 2026W••••• R••••••• S•••••• (CHIEF EXECUTIVE OFFICER / CHIEF COMPLIANCE OFFICER) left Schedule A between the filings of 2023-03-23 and 2026-03-18peers: independent wealth managers, $1B to $5B (1,362)
What changed
consecutive filings, newest first
- Accounts · 815 to 885Dec 1, 2025 to Mar 18, 2026
- Advisory employees · 8 to 7Dec 1, 2025 to Mar 18, 2026
- HNW clients · 181 to 203Dec 1, 2025 to Mar 18, 2026
- Individual clients · 44 to 36Dec 1, 2025 to Mar 18, 2026
- Assets in custody · $76.0M to $80.7MDec 1, 2025 to Mar 18, 2026
- Employees · 10 to 12Dec 1, 2025 to Mar 18, 2026
- State-registered IARs · 8 to 7Dec 1, 2025 to Mar 18, 2026
- Discretionary RAUM · $1.1B to $1.2BDec 1, 2025 to Mar 18, 2026
- HNW RAUM · $763M to $894MDec 1, 2025 to Mar 18, 2026
- Individual RAUM · $17.5M to $13.2MDec 1, 2025 to Mar 18, 2026
- Pension RAUM · $6.1M to $4.5MDec 1, 2025 to Mar 18, 2026
- RAUM · $1.1B to $1.2BDec 1, 2025 to Mar 18, 2026
- Accounts · 780 to 815Mar 20, 2024 to Mar 20, 2025
- Advisory activities · 5 to 6Mar 20, 2024 to Mar 20, 2025
- Charity clients · 22 to 21Mar 20, 2024 to Mar 20, 2025
- HNW clients · 175 to 181Mar 20, 2024 to Mar 20, 2025
- Individual clients · 41 to 44Mar 20, 2024 to Mar 20, 2025
- Assets in custody · $56.7M to $76.0MMar 20, 2024 to Mar 20, 2025
- Employees · 11 to 10Mar 20, 2024 to Mar 20, 2025
- Financial planning clients · 101-250 to 101-250Mar 20, 2024 to Mar 20, 2025
- Discretionary RAUM · $935M to $1.1BMar 20, 2024 to Mar 20, 2025
- HNW RAUM · $666M to $763MMar 20, 2024 to Mar 20, 2025
- Individual RAUM · $15.7M to $17.5MMar 20, 2024 to Mar 20, 2025
- Pension RAUM · $6.0M to $6.1MMar 20, 2024 to Mar 20, 2025
- RAUM · $935M to $1.1BMar 20, 2024 to Mar 20, 2025
- Accounts · 742 to 780Apr 17, 2023 to Mar 20, 2024
- Advisory employees · 7 to 8Apr 17, 2023 to Mar 20, 2024
- Advisory activities · 4 to 5Apr 17, 2023 to Mar 20, 2024
- Charity clients · 9 to 22Apr 17, 2023 to Mar 20, 2024
- HNW clients · 163 to 175Apr 17, 2023 to Mar 20, 2024
- Individual clients · 37 to 41Apr 17, 2023 to Mar 20, 2024
- Assets in custody · $51.4M to $56.7MApr 17, 2023 to Mar 20, 2024
- Employees · 9 to 11Apr 17, 2023 to Mar 20, 2024
- State-registered IARs · 7 to 8Apr 17, 2023 to Mar 20, 2024
- Discretionary RAUM · $793M to $935MApr 17, 2023 to Mar 20, 2024
- HNW RAUM · $599M to $666MApr 17, 2023 to Mar 20, 2024
- Individual RAUM · $11.8M to $15.7MApr 17, 2023 to Mar 20, 2024
- Pension RAUM · $5.7M to $6.0MApr 17, 2023 to Mar 20, 2024
- RAUM · $793M to $935MApr 17, 2023 to Mar 20, 2024
- Accounts · 645 to 742Nov 23, 2022 to Mar 23, 2023
Signals
5 dated events
- C••••• R•••••• B••• left H••••••• P•••• I••••••••• A•••••••• L•• for O••• W••••• M••••••••• L•• (registered 2024-09-20)Sep 20, 2024 · Advisor changed firm · fact
- Carl Kenneth Nelson (Cio) appeared on Schedule A of H••••••• P•••• I••••••••• A•••••••• L••Mar 28, 2022 · Control person joined · fact
- Guerrant Nathan Byrd (Director) appeared on Schedule A of H••••••• P•••• I••••••••• A•••••••• L••Mar 28, 2022 · Control person joined · fact
- Conover Andrew Burns (Managing Member) no longer on Schedule A of H••••••• P•••• I••••••••• A•••••••• L•• (listed 2020-06-26, absent 2020-12-08)Dec 8, 2020 · Control person left · inference
- C. Andrew Burns (Owner/Trustee) appeared on Schedule A of H••••••• P•••• I••••••••• A•••••••• L••Dec 8, 2020 · Control person joined · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business phone
- 919-636-3765reportedpublished by the firm, firm site, Sep 17, 2026
- Firm profile
- linkedin.com/company/hamilton-point-investment-advisorsreportedpublic record, Form ADV, Sep 18, 2026
- Website
- H•••••••P••••.COMreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- (919) 636-3765reportedpublic record, Form ADV, Mar 18, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $173Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026