M•••••• J•••• M•••••••

• L•• F•••••••• L•• BD affiliated current
  since May 18, 2022 · East Lansing, Mi
• C••• B•••••••• S•••••••• I••• former
  Jul 25, 2019 to May 18, 2022 · East Lansing, Mi
• C••• F•••••••• S•••••••• L••• former
  Oct 3, 2017 to Jul 16, 2019 · East Lansing, Mi
• E••••• J•••• national BD
  May 18, 2015 to Apr 4, 2017 · Lansing, Mi

• C••• B•••••••• S•••••••• I••• to L•• F•••••••• L••
  left May 18, 2022, registered May 18, 2022 (0 days) · corporate re-registration, not a move
• C••• F•••••••• S•••••••• L••• to C••• B•••••••• S•••••••• I•••
  left Jul 16, 2019, registered Jul 25, 2019 (9 days) · Affiliated broker-dealer or bank to another · moved with a team
• E••••• J•••• to C••• F•••••••• S•••••••• L•••
  left Apr 4, 2017, registered Oct 3, 2017 (182 days) · Other

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Broker-dealer affiliated wealth managerderived

Years in industry

11derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address