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Registered advisor
L••••• C•••••• S•••• I•
Certified Financial Planner
Feed of 09/14/2026
Also filed as Leslie Carroll Smith
At current firm
0 y
since Apr 16, 2026
In the industry
11 y
since Dec 1, 2014 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- L•• F•••••••• L•• BD affiliated currentsince Apr 16, 2026 · Spring Hill, Tn
- E••••• J•••• national BDApr 16, 2015 to Apr 17, 2026 · Murfreesboro, Tn
Moves
a registration end followed by a registration begin elsewhere
- E••••• J•••• to L•• F•••••••• L••left Apr 17, 2026, registered Apr 16, 2026 (-1 days) · Affiliated broker-dealer or bank to another · moved with a team
Signals
- L••••• C•••••• S•••• I• left E••••• J•••• for L•• F•••••••• L•• (registered 2026-04-16)Apr 17, 2026 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 11derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address