RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
H••••• M••••• D•••••••••
- D•••••••• C•••••• A•••• M••••••••• L•• state registered currentsince May 4, 2023 · Palm Beach Gardens, Fl
- G•••• C•••••• asset managerSep 23, 2022 to Dec 31, 2022 · Miami, Fl
- M••••••• W••••• L•• unclassifiedSep 2, 2021 to Oct 5, 2021 · Fort Lauderdale, Fl
- S••••• W••••• A••••••• I••• formerJun 2, 2021 to Jul 27, 2021 · Boca Raton, Fl
- K••• C•••••• M••••••••• I••• asset managerNov 25, 2020 to May 12, 2021 · Hallandale Beach, Fl
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseApr 11, 2017 to Apr 6, 2018 · Miami, Fl
- L•• F•••••••• L•• BD affiliatedJun 22, 2016 to Mar 14, 2017 · Atlanta, Ga
- G•••• C•••••• to D•••••••• C•••••• A•••• M••••••••• L••left Dec 31, 2022, registered May 4, 2023 (124 days) · Other
- M••••••• W••••• L•• to G•••• C••••••left Oct 5, 2021, registered Sep 23, 2022 (353 days) · Other
- S••••• W••••• A••••••• I••• to M••••••• W••••• L••left Jul 27, 2021, registered Sep 2, 2021 (37 days) · Other
- K••• C•••••• M••••••••• I••• to S••••• W••••• A••••••• I•••left May 12, 2021, registered Jun 2, 2021 (21 days) · Other
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to K••• C•••••• M••••••••• I•••left Apr 6, 2018, registered Nov 25, 2020 (964 days) · Other
- L•• F•••••••• L•• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Mar 14, 2017, registered Apr 11, 2017 (28 days) · Other
- H••••• M••••• D••••••••• left G•••• C•••••• for D•••••••• C•••••• A•••• M••••••••• L•• (registered 2023-05-04)Dec 31, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 10derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address