DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Former SEC-registered adviser

Singer Wealth Advisors Inc.

Former SEC-registered adviserBoca Raton, FloridaCRD 170470SEC 801-118818IAPD
Latest filing Sep 30, 2021
First filing on the tape Apr 28, 2020 · 16 filings
RAUM
$207M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
91%
$188M individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
9
6 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
0
reported on Schedule D
History
16 filings and snapshots on the tape
RAUM$207M as of Sep 30, 2021
Apr 28, 2020$113M then
HNW client RAUM$118M as of Sep 30, 2021
Apr 28, 2020$59.6M then
State-registered IARs (5.B.3)1 as of Sep 30, 2021
Apr 28, 20206 then
Employees (5.A)9 as of Sep 30, 2021
Apr 28, 20206 then
Private funds: no history
RAUM n/a over the last fiscal year
Practice profile
derived from the filing of Sep 30, 2021; every figure names its basis
RAUM per advisor
$207MderivedRAUM over IAPD advisors; not a book size
Clients per advisor
413derivedindividual and HNW clients (5.D) over advisors
Average HNW client
$940,877derivedHNW RAUM over HNW clients
Average account
$214,790derivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
2.7%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
9.0derivedItem 5.A over advisors
Advisors per office
0.5derived2 offices incl. principal (1.F.5)
RAUM growth, one year
unknownderivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, hourly, fixed fees, otherreportedItem 5.E
Advisory activities
financial planning, portfolio management for individuals, pension consulting, selection of other advisers, educational seminarsreportedItem 5.G
Custody
$13.3M, 14 clientsreportedItem 9.A
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • is an insurance broker or agent (6.A.6)
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
  • compensates persons for client referrals (8.G.1)
  • compensates non-employees for client referrals (8.G.2)
  • has custody of client cash or bank accounts (9.A.1.a)
  • has custody of client securities (9.A.1.b)
  • a related person has custody of client cash (9.B.1.a)
  • a related person has custody of client securities (9.B.1.b)
  • an independent public accountant performs a surprise examination (9.C.1)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • High-net-worth individuals$118M57%
  • Individuals$70.8M34%
  • Corporations and businesses$13.2M6.4%
  • Pension and profit-sharing plans$5.6M2.7%
Individual clients
288reported
HNW clients
125reported
Pension plan clients
9reported
Charitable clients
0reported
Accounts
965reported
Financial planning clients
101-250reported
Wrap fee programs
noreported
Custody of client assets
$13.3M for 14 clientsreported
Compensation
% of AUM, fixed, hourlyreported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
Joined, latest
Every departureEvery arrival
Teams: two or more advisors moving together within fourteen days, from one state
    Teams outTeams in
    Private funds
    No private fund reported.
    Owners and control persons
    Schedule A and B, latest filing
    • Eric Keith Singer · Chief Executive Officercontrol
      since 01/2014 · owns 75% or more
    • Gail Avis Burwasser · Chief Compliance Officer
      since 05/2020 · owns less than 5%
    Related persons
    Schedule D 7.A
    • Keith Singer P.A.
      n
    Offices
    Schedule D 1.F, the 25 largest
    • Aventura, FL2 employees
    What changed
    consecutive filings, newest first
    • Legal name · SINGER WEALTH ADVISORS LLC to SINGER WEALTH ADVISORS INC.
      Aug 20, 2021 to Sep 30, 2021
    • Succession · false to true
      Aug 20, 2021 to Sep 30, 2021
    • Legal name · SINGER WEALTH ADVISORS INC. to SINGER WEALTH ADVISORS LLC
      Aug 3, 2021 to Aug 20, 2021
    • Organization form · Limited Liability Company to Corporation
      Aug 3, 2021 to Aug 20, 2021
    • Organization form · Corporation to Limited Liability Company
      Apr 28, 2021 to Aug 3, 2021
    • Accounts · 342 to 965
      Oct 7, 2020 to Mar 11, 2021
    • Advisory employees · 3 to 6
      Oct 7, 2020 to Mar 11, 2021
    • Corporate clients · 8 to 5
      Oct 7, 2020 to Mar 11, 2021
    • HNW clients · 73 to 125
      Oct 7, 2020 to Mar 11, 2021
    • Individual clients · 254 to 288
      Oct 7, 2020 to Mar 11, 2021
    • Pension plan clients · 7 to 9
      Oct 7, 2020 to Mar 11, 2021
    • Assets in custody · $0 to $13.3M
      Oct 7, 2020 to Mar 11, 2021
    • Custody of client assets · false to true
      Oct 7, 2020 to Mar 11, 2021
    • Discretionary RAUM · $152M to $207M
      Oct 7, 2020 to Mar 11, 2021
    • HNW RAUM · $63.0M to $118M
      Oct 7, 2020 to Mar 11, 2021
    • Individual RAUM · $75.7M to $70.8M
      Oct 7, 2020 to Mar 11, 2021
    • Pension RAUM · $4.3M to $5.6M
      Oct 7, 2020 to Mar 11, 2021
    • RAUM · $152M to $207M
      Oct 7, 2020 to Mar 11, 2021
    • Accounts · 699 to 342
      Sep 24, 2020 to Oct 7, 2020
    • Corporate clients · 5 to 8
      Sep 24, 2020 to Oct 7, 2020
    • HNW clients · 57 to 73
      Sep 24, 2020 to Oct 7, 2020
    • Individual clients · 249 to 254
      Sep 24, 2020 to Oct 7, 2020
    • Pension plan clients · 6 to 7
      Sep 24, 2020 to Oct 7, 2020
    • Discretionary RAUM · $113M to $152M
      Sep 24, 2020 to Oct 7, 2020
    • HNW RAUM · $59.6M to $63.0M
      Sep 24, 2020 to Oct 7, 2020
    • Individual RAUM · $43.3M to $75.7M
      Sep 24, 2020 to Oct 7, 2020
    • Pension RAUM · $3.6M to $4.3M
      Sep 24, 2020 to Oct 7, 2020
    • RAUM · $113M to $152M
      Sep 24, 2020 to Oct 7, 2020
    • Advisory employees · 7 to 3
      Aug 5, 2020 to Sep 24, 2020
    • Custody of client assets · true to false
      Aug 5, 2020 to Sep 24, 2020
    • Employees · 7 to 9
      Aug 5, 2020 to Sep 24, 2020
    • Insurance-licensed employees · 1 to 0
      Aug 5, 2020 to Sep 24, 2020
    • State-registered IARs · 7 to 1
      Aug 5, 2020 to Sep 24, 2020
    • Advisory activities · 4 to 5
      Jul 31, 2020 to Aug 5, 2020
    • BD registered reps · 3 to 0
      Jul 31, 2020 to Aug 5, 2020
    • Advisory employees · 6 to 7
      May 11, 2020 to Jun 22, 2020
    • Employees · 6 to 7
      May 11, 2020 to Jun 22, 2020
    • State-registered IARs · 6 to 7
      May 11, 2020 to Jun 22, 2020
    Signals
    4 dated events
    • Keith Eric Singer left Singer Wealth Advisors Inc. for Investacorp Advisory Services Inc (registered 2016-07-15)
      Mar 1, 2022 · Advisor changed firm · fact
    • Singer Wealth Advisors Inc.'s advisors moved to Singer Wealth Advisors LLC (Boca Raton, FL): 5 of 6 registered, on the same day
      Mar 1, 2022 · Firm absorbed (people side) · derived
    • Singer Wealth Advisors Inc. reported succeeding to the business of Another Adviser (Form ADV Item 4)
      Sep 30, 2021 · Succession (Item 4) · fact
    • Singer Wealth Advisors Inc. filed its initial SEC registration (Form ADV)
      Apr 28, 2020 · First SEC registration · fact
    Across DFX
    shared identifiers only, never a name match
    No identifier-backed link to the venture, private equity, family office or sponsor graphs.
    Provenance
    Form ADV
    SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
    Advisors
    IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
    Class
    Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
    RAUM per advisor
    n/aderivedfirm RAUM over the IAPD count; not a book size
    Loaded
    Sep 14, 2026