RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
K••••• K•••••• T•••••••
- W••••• D•• F•••••••• state registered currentsince Jan 14, 2026 · Mound, Mn
- W••••• E••••••••• A••••••• S•••••••• L•• BD affiliatedMar 19, 2020 to May 19, 2020 · Plymouth, Mn
- A•••••••• P•••• I••• formerJul 26, 2018 to Oct 4, 2019 · Apple Valley, Mn
- W••••• E••••••••• A••••••• S•••••••• L•• to W••••• D•• F••••••••left May 19, 2020, registered Jan 14, 2026 (2066 days) · Affiliated broker-dealer or bank to a state-registered adviser
- A•••••••• P•••• I••• to W••••• E••••••••• A••••••• S•••••••• L••left Oct 4, 2019, registered Mar 19, 2020 (167 days) · RIA to affiliated broker-dealer or bank
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 10derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address