DFX Intelligence
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Feed of 09/15/2026
Also filed as T•••••• S• Y••••••••• Y••••••••• S•••••• Y•••••
At current firm
1 y
since Nov 15, 2024
In the industry
11 y
since Dec 1, 2014 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- F••••• I••••••••• independent RIA currentsince Nov 15, 2024 · St Louis, Mo
- F••••••• P••••••• A•• W•••••••• A••••••• formerFeb 12, 2021 to Oct 25, 2024 · St. Louis, Mo
- T• A••••••••• I••••••••• M••••••••• L•• formerFeb 27, 2015 to Dec 31, 2020 · Chesterfield, Mo
- T• A••••••••• I••• formerFeb 27, 2015 to Jan 11, 2021 · Chesterfield, Mo
Moves
a registration end followed by a registration begin elsewhere
- F••••••• P••••••• A•• W•••••••• A••••••• to F••••• I•••••••••left Oct 25, 2024, registered Nov 15, 2024 (21 days) · Affiliated broker-dealer or bank to independent RIA
- T• A••••••••• I••• to F••••••• P••••••• A•• W•••••••• A•••••••left Jan 11, 2021, registered Feb 12, 2021 (32 days) · Other · moved with a team
- T• A••••••••• I••••••••• M••••••••• L•• to T• A••••••••• I•••left Dec 31, 2020, registered Feb 27, 2015 (-2134 days) · corporate re-registration, not a move
Signals
- T•••••• S• Y••••• left F••••••• P••••••• A•• W•••••••• A••••••• for F••••• I••••••••• (registered 2024-11-15)Oct 25, 2024 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 11derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address