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RIA Intelligence
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Registered advisor
P•••••• M••••••• M••••••
Feed of 09/14/2026
Also filed as P•••••• M••••••
At current firm
2 y
since Dec 4, 2023
In the industry
11 y
since Dec 1, 2014 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- T••••• A••••••• S•••••••• I••• BD affiliated currentsince Dec 4, 2023 · Richmond, Va
- R•• C•••••• M••••••• L•• national BDMar 3, 2016 to Dec 13, 2023 · Chevy Chase, Md
Moves
a registration end followed by a registration begin elsewhere
- R•• C•••••• M••••••• L•• to T••••• A••••••• S•••••••• I•••left Dec 13, 2023, registered Dec 4, 2023 (-9 days) · Affiliated broker-dealer or bank to another
Signals
- P•••••• M••••••• M•••••• left R•• C•••••• M••••••• L•• for T••••• A••••••• S•••••••• I••• (registered 2023-12-04)Dec 13, 2023 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 11derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address