RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J•• D•••• G•••••
- R•••••• J•••• • A••••••••• I••• national BD currentsince Jun 25, 2026 · Lake Charles, La
- A••••••••• F•••••••• S•••••••• L•• national BDNov 22, 2019 to Jun 26, 2026 · Lake Charles, La
- E••••• J•••• national BDMay 15, 2015 to Nov 25, 2019 · Lake Charles, La
- A••••••••• F•••••••• S•••••••• L•• to R•••••• J•••• • A••••••••• I•••left Jun 26, 2026, registered Jun 25, 2026 (-1 days) · Affiliated broker-dealer or bank to another
- E••••• J•••• to A••••••••• F•••••••• S•••••••• L••left Nov 25, 2019, registered Nov 22, 2019 (-3 days) · Affiliated broker-dealer or bank to another
- J•• D•••• G••••• left A••••••••• F•••••••• S•••••••• L•• for R•••••• J•••• • A••••••••• I••• (registered 2026-06-25)Jun 26, 2026 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 11derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address